Financial Transactions and Regulatory Compliance Review

Covering the latest in capital markets transactions, funds, annuities, financial reporting and SEC filings

The SEC is Closed for the Labor Day Holiday: Monday, September 4

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In honor of Labor Day, the SEC is closed on Monday, September 4, 2017. No filings can be received. Filings submitted after 5:30 pm ET, Friday, September 1, 2017 will receive a filing date of Tuesday, September 5, 2017 and will be posted to the public on September 5, 2017.As with other holiday closings, the following filing types will receive a Friday, September 1, 2017 filing date if filed by 10:00 pm ET on Friday: 

  • Section 16 filings (3, 3/A, 4, 4/A, 5, 5/A)
  • Filings pursuant to Rule 462B - "MEF" filings
  • Form 13H filings
  • CORRESP (correspondence) filings (not posted to the public)
  • DRSLTR (correspondence Related to Draft Registration Statement) filings (not posted to the public)

For any filing with a due date of Monday, September 4, 2017, the SEC will move the due date to the following business day, Tuesday, September 5, 2017. 

Please contact your Toppan Vintage account representative if you foresee any deadline conflicts. We’re always here to help! 

The next U.S. federal holiday falls on Monday October 9, 2017 in honor of Columbus Day. A list of all U.S. FEDERAL HOLIDAYS AND SEC DEADLINES can be found here.

Have a great holiday!

Toppan Vintage

Toppan Vintage is a leading international financial printing, communications and technology company dedicated to delivering a hassle-free experience with the highest quality accuracy, reliability and value for your organization’s financial printing and communications needs.

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