Financial Transactions and Regulatory Compliance Review

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SEC closed for Veterans Day - November 12, 2018

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Due to the observance of Veterans Day, the SEC is closed Monday, November 12, 2018. No filings can be received.

Files submitted after 5:30 pm ET, Friday, November 9, 2018 will receive a filing date of Tuesday, November 13, 2018 and will be posted to the public on November 13, 2018.

As with other holiday closings, the following file types will receive a Friday, November 9, 2018 filing date if filed by 10:00 pm ET on Friday:

  • Section 16 filings (3, 3/A, 4, 4/A, 5, 5/A)
  • Filings pursuant to Rule 462B - "MEF" filings

For any filing with a due date of Monday, November 12, 2018, the SEC will move the due date to Tuesday, November 13, 2018.

Please contact your Toppan Vintage account representative if you foresee any deadline conflicts. We’re always here to help!

A list of all U.S. FEDERAL HOLIDAYS AND SEC DEADLINES can be found here.

Have a great holiday!

Toppan Vintage

Toppan Vintage is a leading international financial printing, communications and technology company dedicated to delivering a hassle-free experience with the highest quality accuracy, reliability and value for your organization’s financial printing and communications needs.

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