Financial Transactions and Regulatory Compliance Review

Covering the latest in capital markets transactions, funds, annuities, financial reporting and SEC filings

SEC closed for Thanksgiving - November 23, 2017

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In honor of Thanksgiving Day, the SEC is closed on Thursday, November 23, 2017. No filings can be received. 

Filings submitted after 5:30 pm ET, Wednesday, November 22, 2017 will receive a filing date of Friday, November 24, 2017 and will be posted to the public on November 24, 2017.

As with other holiday closings, the following filing types will receive a Wednesday, November 22, 2017 filing date if filed by 10:00 pm ET on Wednesday: 

  • Section 16 filings (3, 3/A, 4, 4/A, 5, 5/A)
  • Filings pursuant to Rule 462B - "MEF" filings
  • Form 13H filings
  • CORRESP (correspondence) filings (not disseminated to the public)
  • DRSLTR (correspondence Related to Draft Registration Statement) filings (not disseminated to the public)

For any filing with a due date of Thursday, November 23, 2017, the SEC will move the due date to the following business day, Friday, November 24, 2017. 

Please contact your Toppan Vintage account representative if you foresee any deadline conflicts. We’re always here to help! 

The next U.S. federal holiday falls on Monday, December 25, 2017 in honor of Christmas Day. A list of all U.S. FEDERAL HOLIDAYS AND SEC DEADLINES can be found here.

Have a great holiday!

Toppan Vintage

Toppan Vintage is a leading international financial printing, communications and technology company dedicated to delivering a hassle-free experience with the highest quality accuracy, reliability and value for your organization’s financial printing and communications needs.

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