Financial Transactions and Regulatory Compliance Review

Covering the latest in capital markets transactions, funds, annuities, financial reporting and SEC filings

SEC closed for Presidents' Day - February 19, 2018

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In honor of Presidents' Day, the SEC is closed Monday, February 19, 2018No filings can be received. 

Files submitted after 5:30 pm ET, Friday, February 16, 2018 will receive a filing date of Tuesday, February 20, 2018 and will be posted to the public on February 20, 2018.

As with other holiday closings, the following file types will receive a Friday, February 16, 2018 filing date if filed by 10:00 pm ET on Friday:

  • Section 16 filings (3, 3/A, 4, 4/A, 5, 5/A)
  • Filings pursuant to Rule 462B - "MEF" filings

For any filing with a due date of Monday, February 19, 2018, the SEC will move the due date of Tuesday, February 20, 2018.

Please contact your Toppan Vintage account representative if you foresee any deadline conflicts. We’re always here to help! 

A list of all U.S. FEDERAL HOLIDAYS AND SEC DEADLINES can be found here.

Have a great holiday!

Toppan Vintage

Toppan Vintage is a leading international financial printing, communications and technology company dedicated to delivering a hassle-free experience with the highest quality accuracy, reliability and value for your organization’s financial printing and communications needs.

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