Financial Transactions and Regulatory Compliance Review

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SEC closed for Martin Luther King, Jr. Day - January 15, 2018

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In honor of Martin Luther King, Jr. holiday, the SEC is closed Monday January 15, 2018No filings can be received. 

Files submitted after 5:30 pm ET, Friday, January 12, 2018 will receive a filing date of Tuesday, January 16, 2018 and will be posted to the public on January 16, 2018.

As with other holiday closings, the following file types will receive a Friday, January 12, 2018 filing date if filed by 10:00 pm ET on Friday:

  • Section 16 filings (3, 3/A, 4, 4/A, 5, 5/A)
  • Filings pursuant to Rule 462B - "MEF" filings

For any filing with a due date of Monday, January 15, 2018, the SEC will move the due date of Tuesday, January 16, 2018.

Please contact your Toppan Vintage account representative if you foresee any deadline conflicts. We’re always here to help! 

The next U.S. federal holiday falls on Monday, February 19, 2018 in honor of Presidents' Day. A list of all U.S. FEDERAL HOLIDAYS AND SEC DEADLINES can be found here.

Have a great holiday!

Toppan Vintage

Toppan Vintage is a leading international financial printing, communications and technology company dedicated to delivering a hassle-free experience with the highest quality accuracy, reliability and value for your organization’s financial printing and communications needs.

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