Financial Transactions and Regulatory Compliance Review

Covering the latest in capital markets transactions, funds, annuities, financial reporting and SEC filings

SEC Closed for Christmas Holiday - December 25, 2017

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In honor of Christmas, the SEC is closed on Monday, December 25, 2017. No filings can be received. 

Filings submitted after 5:30 pm ET, Friday, December 22, 2017 will receive a filing date of Tuesday, December 26, 2017 and will be posted to the public on December 26, 2017.

As with other holiday closings, the following filing types will receive a Friday, December 22, 2017 filing date if filed by 10:00 pm ET on Friday: 

  • Section 16 filings (3, 3/A, 4, 4/A, 5, 5/A)
  • Filings pursuant to Rule 462B - "MEF" filings

For any filing with a due date of Monday, December 25, 2017, the SEC will move the due date to the following business day, Tuesday, December 26, 2017. 

Please contact your Toppan Vintage account representative if you foresee any deadline conflicts. We’re always here to help! 

The next U.S. federal holiday falls on Monday, January 1, 2018 in honor of New Year's Day. A list of all U.S. FEDERAL HOLIDAYS AND SEC DEADLINES can be found here.

Have a great holiday!

Toppan Vintage

Toppan Vintage is a leading international financial printing, communications and technology company dedicated to delivering a hassle-free experience with the highest quality accuracy, reliability and value for your organization’s financial printing and communications needs.

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