Financial Transactions and Regulatory Compliance Review

Covering the latest in capital markets transactions, funds, annuities, financial reporting and SEC filings

Toppan Vintage

Toppan Vintage is a leading international financial printing, communications and technology company dedicated to delivering a hassle-free experience with the highest quality accuracy, reliability and value for your organization’s financial printing and communications needs.

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Intellectual Property Valuation, Damages, and Transfer Price Analyses

Content originally from Transaction Advisors 

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IPOs and Transactions: August 20 - 24

There were 42 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services,  including Fvcbankcorp Inc w/ Buckley Sandler LLP, International Seaways Inc w/ Cleary Gottlieb Steen & Hamilton LLP, Ampliphi Biosciences Corp w/ Cooley LLP, United Bancorp Inc w/ Dinsmore & Shohl LLP, Valeritas Holdings Inc w/ DLA Piper LLP, Valeritas Holdings Inc w/ Ellenoff Grossman & Schole LLP, Nvent Electric Plc w/ Foley & Lardner LLP, Ampliphi Biosciences Corp w/ Haynes and Boone, LLP, Agiliti Inc w/ Kirkland & Ellis LLP, Banner Corp w/ Miller Nash Graham & Dunn LLP, China Xiangtai Food Co. Ltd w/ Ortoli Rosenstadt LLP, Churchill Capital Corp w/ Paul, Weiss, Rifkind, Wharton & Garrison LLP, United Bancorp Inc w/ Powhatan Point Community Bancshares, Inc., Y-Mabs Therapeutics Inc w/ Satterlee Stephens LLP, Y-Mabs Therapeutics Inc w/ Shearman & Sterling LLP, United Bancorp Inc w/ Shumaker, Loop & Kendrick, LLP, China Xiangtai Food Co. Ltd w/ Sichenzia Ross Ference Kesner LLP, Banner Corp w/ Skagit Bancorp, Inc., Banner Corp w/ Wachtell, Lipton, Rosen & Katz, Agiliti Inc w/ Weil, Gotshal & Manges LLP, Fvcbankcorp Inc w/ Williams Mullen, Churchill Capital Corp w/ Winston & Strawn LLP.

We appreciate that they selected to work with us and benefited from our decades of industry experience that enable us to take on any size deal and execute it to the highest industry standards.

For information on all of our capital markets, compliance and investor relations solutions, please contact us here or email us.

Click here and opt-in to receive this weekly summary via email.

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The Impact of US Tax Reform on Corporate Strategy and M&A

Content originally from Transaction Advisors 

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SEC Wants More Discretion to Determine Whistleblower Awards

By, Bloomberg BNA

The Securities and Exchange Commission’s recent proposal would give regulators more discretion to set large whistleblower awards in cases where the monetary sanction is more than $100 million, and to bump up smaller awards that fall below $2 million. The suggested changes have generated mixed reactions about whether they would foster more whistleblower tips or handicap such efforts, and the commission itself was divided on whether to propose the amendments.

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SEC Update: Division of Corporation Finance Staff to Continue to Enhance Transparency of Staff Actions

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AI Buzzwords & Buyers

With many firms in the dealmaking community already beginning to implement artificial intelligence technology in order to transform how investments are sourced and data is processed, could that technology also be attractive to potential buyers? 

In order to find out how AI is being used in the deal process and how proficient dealmakers need to be in order to successfully implement and evaluate the technology, Toppan Vintage commissioned Mergermarket to interview five experts in the industry.

Toppan Vintage question: How important do you think the use of artificial intelligence is at companies looking to sell themselves? Are buyers drawn in by the buzz word? Leading industry experts weigh in...

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IPOs and Transactions: August 13 - 17

There were 47 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services,  including Cootek (Cayman) Inc w/ Cleary, Gottlieb, Steen & Hamilton LLP, Entasis Therapeutics Ltd w/ Cooley LLP, 111 Inc w/ Freshfields Bruckhaus Deringer LLP, Vericel Corp w/ Goodwin Procter LLP, Mcewen Mining Inc w/ Hogan Lovells US LLP, Mdjm Ltd w/ Hunter Taubman Fischer & Li LLC, Titan Pharmaceuticals Inc w/ Loeb & Loeb LLP, Mdjm Ltd w/ Mei & Mark LLP, Titan Pharmaceuticals Inc w/ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C., Spark Networks Se w/ Morrison & Foerster LLP, 111 Inc w/ Skadden, Arps, Slate, Meagher & Flom LLP, Cootek (Cayman) Inc w/ Skadden, Arps, Slate, Meagher & Flom LLP, Orgharvest Inc w/ Waller Lansden Dortch & Davis, LLP, Entasis Therapeutics Ltd w/ Wilmer Cutler Pickering Hale and Dorr LLP.

We appreciate that they selected to work with us and benefited from our decades of industry experience that enable us to take on any size deal and execute it to the highest industry standards.

For information on all of our capital markets, compliance and investor relations solutions, please contact us here or email us.

Click here and opt-in to receive this weekly summary via email.

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Main Sectors In Which AI Is Already Making a Major Impact

Artificial intelligence is no longer just a tool of the future but an application for the present. Companies across multiple sectors are implementing AI and it's making a huge impact in everything from reducing costs to client services. 

In order to find out how AI is being used in the deal process and how proficient dealmakers need to be in order to successfully implement and evaluate the technology, Toppan Vintage commissioned Mergermarket to interview five experts in the industry.

Toppan Vintage question: What are the main sectors in which AI is already making a major impact? Leading industry experts weigh in...

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Developing an Integrated Buy-Side Strategy

Content originally from Transaction Advisors 

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Artificial Intelligence & Dealmaking

AI appears to have particular relevance for dealmakers. Law firms and financial advisories are increasingly adopting AI tools for due diligence, for instance, and investment funds are beginning to use them for deal sourcing. In the foreseeable future, AI could be used to assist in valuation as well.

In order to find out how AI is being used in the deal process and how proficient dealmakers need to be in order to successfully implement and evaluate the technology, Toppan Vintage commissioned Mergermarket to interview five experts in the industry.

Toppan Vintage question: What other kinds of machine learning or artificial intelligence applications are there to assist in the dealmaking process at present? What sorts of tools can you envision being created in the future? Leading industry experts weigh in...

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Recap Video: XBRL for CIPC Organizations

Thank you to all the participants who attended our XBRL for CIPC Organizations Webinar! Special thanks to our experts Chase Bongirno, Director of XBRL at Toppan Vintage and Ben Johnson, Vice President, Sales Engineering at Toppan Vintage. 

For your convenience and reference, download the webinar recording by clicking on screenshot below.  

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IPOs and Transactions: August 6 - 10

There were 53 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services,  including Weidai Ltd w/ Cleary, Gottlieb, Steen & Hamilton LLP, Longevity Acquisition Corp w/ Ellenoff Grossman & Schole LLP, Fuelcell Energy Inc w/ Foley & Lardner LLP, Fuelcell Energy Inc w/ FuelCell Energy, Inc., Longevity Acquisition Corp w/ Loeb & Loeb LLP, Longevity Acquisition Corp w/ Ogier, Weidai Ltd w/ Simpson Thacher & Bartlett LLP.

We appreciate that they selected to work with us and benefited from our decades of industry experience that enable us to take on any size deal and execute it to the highest industry standards.

For information on all of our capital markets, compliance and investor relations solutions, please contact us here or email us.

Click here and opt-in to receive this weekly summary via email.

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Evaluating and Structuring Sell-Side Transactions

Content originally from Transaction Advisors 

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Overcoming AI Challenges in Dealmaking

As AI becomes important across sectors – and as firms that specialize in the field become particularly valuable – M&A practitioners face the challenge of understanding the technology in order to advise their clients. With the pace of change at an all-time high, it raises the question of whether deal professionals must become life-long learners to keep pace.

In order to find out how AI is being used in the deal process and how proficient dealmakers need to be in order to successfully implement and evaluate the technology, Toppan Vintage commissioned Mergermarket to interview five experts in the industry.

Toppan Vintage question: What challenges have you personally had working with AI, and how did you overcome them? Leading industry experts weigh in...

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Digitizing M&A for Market Advantage

Content originally from Transaction Advisors  

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Artificial Intelligence Enters the Mainstream

Artificial intelligence is no longer just a tool of the future but an application for the present. Many firms in the dealmaking community have already begun to implement the technology in order to transform how investments are sourced and data is processed. But as the technology becomes more engrained in dealmaking, how ready are M&A practitioners to understand and apply such evolving capabilities?

In order to find out how AI is being used in the deal process and how proficient dealmakers need to be in order to successfully implement and evaluate the technology, Toppan Vintage commissioned Mergermarket to interview five experts in the industry.

Toppan Vintage question: Do you think dealmakers and business executives will need to be familiar with the details of how artificial intelligence works in order to be effective in their jobs going forward? Or can they leave it to the technical folks? Leading industry experts weigh in...

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IPOs and Transactions: July 30 - August 3

There were 47 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services,  including Legion M Entertainment Inc w/ CrowdCheck Law LLP, Fs Investment Corp Iv w/ Dechert LLP, Synthetic Biologics Inc w/ Gracin & Marlow, LLP.

We appreciate that they selected to work with us and benefited from our decades of industry experience that enable us to take on any size deal and execute it to the highest industry standards.

For information on all of our capital markets, compliance and investor relations solutions, please contact us here or email us.

Click here and opt-in to receive this weekly summary via email.

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Video: July Top Law Firms By SEC Transactions

As subject matter experts in transactions i.e. IPOs and M&A, we carefully track the capital markets dealflow… daily, weekly and monthly.

If you would like to be emailed the week’s transactions (every Monday afternoon), fill out the quick form on this page.

Continue on to view July's top law firms.

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Reminder: An Introduction to Inline XBRL for CIPC Organizations - Sign up for the webinar now!

Sign up now for our CIPC Webinar to learn more about iXBRL! 

Featuring: Chase Bongirno, Director of XBRL at Toppan Vintage and Ben Johnson, Vice President, Sales Engineering at Toppan Vintage 
 
Including education, review, deadlines and training options
*Toppan Vintage is on the SSP Approved Vendor List through CIPC for XBRL

All registrants will receive a recording of the webinars through email for those who can’t join due to time zone restraints. 
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Toppan Vintage Acquires Merrill Corporation's Capital Markets and Compliance Business

The world’s leading printing group acquires competitor for financial print and communications division to combine resources and enable client choice, through the most comprehensive suite of service options in the industry

Toppan Leefung Pte. Ltd., part of the world’s leading printing group and parent company to Toppan Vintage, announced today the strategic acquisition of Merrill Communication’s transaction and compliance business (to be referred to as Capital Markets and Compliance). Merrill is a global leader providing SaaS collaborative software and full-service solutions for corporations and their advisors, including Merrill Bridge™, an industry-leading SaaS solution for XBRL and regulatory filings, composition, electronic filing, project management and distribution of time-sensitive regulatory and transaction documents. Merrill’s capital markets transactions and regulatory compliance business will be a part of Toppan Vintage’s global financial printing, communications and technology operation.

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2018 SEC REPORTING RULES GUIDEBOOKS - PRE-ORDER FREE SET

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2018 SEC FILING CALENDAR - DOWNLOAD NOW

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2018 MUTUAL FUND & ETF FILING DATES - DOWNLOAD NOW

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2018 ETF HANDBOOK - DOWNLOAD NOW

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UNICORNS: WHAT WILL HAPPEN OVER THE NEXT 12 MONTHS?

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